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finance · vertical

Finance & Accounting IT

SOC 2 / GLBA-aligned IT for advisors, accountants, and fintech.

compliance frameworks
SOC 2 Type IIGLBAFINRA Rule 4511 / 17a-4SEC Reg S-P
where it usually breaks

The pain points we hear from finance leaders.

  • SOC 2 readiness without a dedicated CISO
  • Phishing and BEC attacks targeting wire transfers
  • FINRA / SEC email and chat retention obligations
  • Manual reconciliation eating analyst hours
what we deliver

Our finance playbook.

  • vCISO + SOC 2 roadmap

    We map your stack to SOC 2 CC controls, run the evidence collection, and sit on your audit calls.

  • Wire-fraud defense

    Conditional access, anti-impersonation, payment-approval workflows, and phishing simulation tuned to BEC scenarios.

  • Retention + supervision archive

    Compliant capture of email, Teams, and SMS with WORM storage and supervisor review queues.

  • AI reconciliation + reporting agents

    LLM-assisted reconciliation across QBO / NetSuite / Xero / custom GL — built with your firm in the loop.


by the numbers

SOC 2

AUDIT-READY ROADMAP

7 yr

RETENTION SUPPORTED

24/7

SOC MONITORING


common questions

Finance FAQ

Do you produce SOC 2 evidence directly?
Yes — we wire your stack to evidence-collection tooling (Drata / Vanta / Secureframe agnostic) and own the technical control evidence.
Are you familiar with FINRA 17a-4 retention?
Yes. We deploy WORM-compliant archiving (Smarsh, Global Relay, or M365 Premium retention) depending on what fits your stack.